Bates Group provides BSA/AML/OFAC, financial crimes, and related compliance advisory services to banks, fintechs, money services businesses, non-bank financial institutions, and digital asset companies. We help clients build, enhance, test, and operationalize compliance programs in response to real business and regulatory needs, including startup buildouts, remediation of identified gaps, bank-partner readiness, regulatory examinations, staffing constraints, systems and control enhancements, and expansion into new products, services, or jurisdictions.
Our team supports both strategic and execution-heavy engagements, including independent reviews, risk assessments, KYC and sanctions control design, transaction monitoring optimization, licensing support, regulatory response, and outsourced or interim compliance leadership. Clients engage Bates when they need practical expertise that aligns regulatory expectations with day-to-day operational realities.
