Consumer Compliance Protection

Who We Help

We help fintechs, lenders, payment companies, and other financial services organizations whose products create consumer compliance obligations alongside financial crimes requirements. 

What We Do

We assess consumer compliance risk, strengthen controls, and integrate consumer regulatory considerations into broader compliance governance. 

When Do Clients Call Bates Group

Clients call Bates Group when consumer regulatory exposure increases due to new products, growth, or evolving regulatory expectations. 

How Clients Use Bates Group

Clients use Bates Group to identify consumer compliance risks and embed appropriate oversight within existing compliance programs. 

Our Approach

Our approach aligns consumer compliance requirements with broader risk management frameworks to support sustainable and well-governed operations. 

Bates Group provides practical compliance advisory support tailored to the institution’s risk profile, business model, and stage of growth. Our team works with banks, fintechs, money services businesses, non-bank financial institutions, and digital asset companies on both strategic and execution-focused engagements.