12-02-20
NYCLA CLE Webinar: “Who’s Zoomin’ Who?” Virtual FINRA Hearings, Mediations and Developments in the Real World
Presented by NYCLA - Member: $35 | Non-member: $50
CLE - 2 NY Credits; 2 Skills; 2 NJ Credits: 2 General
The New York Country Lawyers Association’s Securities & Exchange Committee presents distinguished CLE panel members sharing their tried and true insights and guidance on managing FINRA virtual hearings and mediations. Hear about current and future virtual FINRA hearing developments to prepare for 2021.
- Susan L. Harper, Managing Director, Bates Group, Co-Chair NYCLA Securities & Exchanges Committee (moderator)
- Richard Berry, Executive Vice President and Director of FINRA Dispute Resolution Services
- Paula Shaffner, Partner and Chair, Securities Litigation and Enforcement, Stradley Ronon
- Carlos Provencio, Associate General Counsel, Interactive Brokers
- Ellen Slipp, Mediator, Ellen Slipp Mediation Services
- Ralph Blascovich, Managing Director and Expert Witness, Bates Group