News & Events – Events

Explore rising enforcement risks in prediction markets as regulators increase scrutiny on insider trading, compliance, and event contract oversight.

Bates Group will be at the 2026 FINRA Annual Conference May 12-14, covering key regulatory trends, compliance insights, and industry networking in Washington, D.C.

Meet Bates Compliance Director Matt Summers at the NMLS 2024 Annual Conference & Training, February 13, 2024 – February 16, 2024 in San Antonio, TX. This virtual and in-person event will address the latest in NMLS user and regulatory compliance issues.

Bates Compliance Managing Director Rhonda Davis will be peaking on this insightful webinar on December 12, 2023. Sponsored by InvestorCOM

Join us for the Annual Greensfelder Securities Symposium November 15th. Bates Cybersecurity expert Patrick Cox will be speaking on the AI panel.

Join Bates at CrossTech World 2023, November 14-16, 2023 in Hollywood, Florida

Bates Expert Patrick Cox will be speaking on IBDC's upcoming Cybersecurity Webinar November 8th, 2023.

Join Bates leaders Jennifer Stout and Hank Sanchez at the SIFMA C&L Forum, Friday, November 3rd in St. Petersburg, FL. Co-hosted by the FSDA.

Bates is a proud sponsor of the Florda Securities Dealers Association's (FSDA) 90th Anniversary Celebration, Thursday, November 2, 2023.

Bates Director Michael Lindemann will be at the Money 20/20 conference Oct. 22-25 in Las Vegas.

Bates is proud to be a sponsor of the 5th annual Raymond James Valor golf outing, Saturday, October 28th.

Join Bates at the NSCP National Conference, October 16-18, 2023 in Dallas, TX. We are a proud sponsor of this year's event.

Join Bates Group at ACAMS 2023 - The Assembly Las Vegas, October 2-4 at the ARIA Resort & Casino.

Meet Bates Group Leaders and Experts David Birnbaum and Ira Hammerman at SIFMA’s 2023 Women’s Leadership Forum in NYC. Tuesday, September 19th.

Join Bates Group at the 2023 Money Transmitter Regulators Association (MTRA) Annual School and Conference - September 11-14 in Portland, OR. 

Join Bates leaders and experts at the SIFMA C&L Society 2023 regional seminar on September 11, 2023, in Charlotte, NC.

Join Bates Group Director and Expert Joe Thomas at the 2023 National Adult Protective Services Association (NAPSA) Conference. August 28-30, 20203 in Boston, MA.

Join us for an informative live webinar where we will delve into the crucial aspects of managing asset custody, including regulatory requirements, best practices, risk management, and key considerations for businesses. August 15, 2023 @ 2PM ET.