Event Date: 09-15-26
Bates Group Managing Director Jennifer Selliers will attend ICI’s inaugural CRL Conference in Nashville, focused on compliance, risk, legal, SEC priorities, and AI.
09-03-26
Bates Group Managing Director Jennifer Selliers will attend ICI’s inaugural CRL Conference in Nashville, focused on compliance, risk, legal, SEC priorities, and AI.
08-06-26
Meet Antonio Rega at SER's Annual Conference, August 6–7, 2026 in Washington, D.C., and discuss digital forensics, cybersecurity, investigations, and expert witness services.
06-03-26
Meet Bates Group at the 2026 SIFMA AML & Financial Crimes Conference in New York to discuss AML compliance, fraud prevention, and regulatory trends.
06-03-26
Join Bates Group's Hank Sanchez at the 2026 NSCP Compliance Labs in Dallas for expert-led compliance training, regulatory insights, and practical workshops.
05-20-26
Join Bates Group at the 2026 NSCP Compliance Lab in Miami for hands-on training, real-world scenarios, and expert-led financial compliance insights.
05-12-26
Bates Group will be at the 2026 FINRA Annual Conference May 12-14, covering key regulatory trends, compliance insights, and industry networking in Washington, D.C.
05-07-26
Explore rising enforcement risks in prediction markets as regulators increase scrutiny on insider trading, compliance, and event contract oversight.
03-22-26
Bates Group is a proud sponsor of the 2026 SIFMA C&L Annual Seminar, uniting financial industry compliance and legal leaders in Orlando March 22–25, 2026.
03-18-26
Join Bates Group at the 2026 IAA Compliance Conference for insights on compliance, regulatory trends, and best practices for investment advisers.
02-17-26
Matt Summers represents Bates Group at the NMLS 2026 Annual Conference & Training Feb 17–20 in Orlando, connecting with regulators, licensing professionals, and compliance leaders.
02-11-26
Bates Group Managing Director Armin Sarabi attends the Kingdom Advisors Redeeming Money Conference Feb. 11-13, blending faith and finance for professional growth.
10-26-25
Bates Group sponsors the 2025 NSCP National Conference in Orlando. Join us Oct. 26–29 for panels with Kurt Wachholz and Rhonda Davis.
09-23-25
Unlock compliance success with AI and learn how to embed governance, oversight, and regulator alignment in our upcoming financial services webinar.
09-09-25
Join Bates Group at the 2025 SIFMA C&L Southeast Regional Seminar in Charlotte. Hear from our experts on key issues in securities enforcement, bank regulation, litigation, crypto, AI, and more. Don’t miss this opportunity to connect and gain valuable insights from leaders in financial services compliance and litigation. CLE credit available.
09-08-25
Bates Group is attending the MTRA 2025 Annual Conference in Louisville, KY, September 8–9. Join us and fellow regulators, MSBs, and Fintech leaders for this key industry event on money transmitter regulation, licensing, and enforcement best practices.
08-19-25
Join Bates Group at Fintech South 2025, Aug. 19–20 in Atlanta. Don’t miss Robin Garrison’s featured panel on AI-driven financial regulation.