News & Events – Events

Bates Group is a proud sponsor of the 2026 SIFMA C&L Annual Seminar, uniting financial industry compliance and legal leaders in Orlando March 22–25, 2026.

Bates Group is a proud sponsor of the 2026 SIFMA C&L Annual Seminar, uniting financial industry compliance and legal leaders in Orlando March 22–25, 2026.

Matt Summers represents Bates Group at the NMLS 2026 Annual Conference & Training Feb 17–20 in Orlando, connecting with regulators, licensing professionals, and compliance leaders.

Bates Group Managing Director Armin Sarabi attends the Kingdom Advisors Redeeming Money Conference Feb. 11-13, blending faith and finance for professional growth.

Bates Group sponsors the 2025 NSCP National Conference in Orlando. Join us Oct. 26–29 for panels with Kurt Wachholz and Rhonda Davis.

Unlock compliance success with AI and learn how to embed governance, oversight, and regulator alignment in our upcoming financial services webinar.

Join Bates Group at the 2025 SIFMA C&L Southeast Regional Seminar in Charlotte. Hear from our experts on key issues in securities enforcement, bank regulation, litigation, crypto, AI, and more. Don’t miss this opportunity to connect and gain valuable insights from leaders in financial services compliance and litigation. CLE credit available.

Bates Group is attending the MTRA 2025 Annual Conference in Louisville, KY, September 8–9. Join us and fellow regulators, MSBs, and Fintech leaders for this key industry event on money transmitter regulation, licensing, and enforcement best practices.

Join Bates Group at Fintech South 2025, Aug. 19–20 in Atlanta. Don’t miss Robin Garrison’s featured panel on AI-driven financial regulation.

Join us August 18 for Nelson Mullins’ annual Fintech Banking School, kicking off Fintech South 2025. Bates Group is a proud co-sponsor.

Join leading industry experts from Kraken, Gusto, and Bates Group for a deep dive into the shifting landscape of fraud and compliance and what it takes to build a successful AML program. With the right data, smarter workflows, and advanced analytics, transforming your AML approach can be seamless, and easier than you think.

Discover how leading firms are transforming compliance into a strategic advantage. Join InvestorCOM’s live webinar, Compliance as a Business Enabler: Transforming Oversight into Opportunity, on July 17 at 1:00 PM ET, featuring Bates Group Managing Director Armin Sarabi. Gain actionable insights on enhancing advisor oversight, navigating regulatory shifts, and driving business growth through modern compliance practices.

Meet Bates Group Directors Joe Thomas and Clay Grumke at the SIFMA C&L Midwest Regional Seminar on Tuesday, June 24th in St. Louis

Discover key strategies to navigate regulatory exams for banks and fintechs in this CLE webinar featuring top legal and compliance experts.

Join Bates Group and Duane Morris for a complimentary CLE webinar on May 20, 2025, exploring crypto scams, fraud detection, AML compliance, and consumer protection strategies in the digital asset space.

Meet Bates Group Senior Managing Director for Regulatory & Litigation Alex Russell at the Securities Enforcement Forum West 2025 on May 15 in Beverly Hills.

Join Brandi Reynolds of Bates Group at the ACFCS Crypto and Web3 Compliance Symposium 2025 on May 14. Explore AI, fraud prevention, and crypto compliance in her featured panel: Crypto Scams and Consumer Safeguards. Register now for expert insights and actionable strategies.