02-27-20
Understanding Reg BI
Recorded: February 27, 2020 (1 hr.)
Presented by: Bates Compliance and AI Insights
In this one-hour webinar, Bates Compliance Managing Directors David Birnbaum and Linda Shirkey join AI Insights to help you gain an understanding of the SEC’s Regulation Best Interest rule, regulator expectations, product rationalization, and Form CRS. Learn how you can prepare for the June 30 compliance date.