06-25-24

Managing the State Exam Process

Bates Group is excited to announce the upcoming Managing the State Exam Process webinar. This webinar is designed to provide you with valuable insights and strategies for navigating state exams effectively.

This webinar will feature industry experts from Bates Group, eToro, Alviere, and Pillsbury Winthrop Shaw Pittman LLP, who will share their knowledge and experience to help you succeed.

Date: Tuesday, June 25, 2024

Time: 1:00 – 2:00 PM ET

Attend to hear discussions on:

• Structured approach to Examinations: Learn why your firm should have an examination plan - even (especially) if you have never been examined before. 
• Managing the Examination: Scheduling and managing the on-site portion of the exam
• Examination-Driven Improvement: Responding to the report of the examination, including managing exam action items.

Who Should Attend? Chief Compliance Officers, Compliance Managers, BSA Officers, Regulatory Compliance Professionals, and anyone who works with regulators.

Industry: Money Services Businesses (MSBs), Banks, Cryptocurrency Firms, Payments Companies, and Fintechs.

Don't miss out on this insightful webinar! Reserve your seat today.

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