Bates in the News: Managing Director Linda Shirkey Quoted in Two Articles

Bates Compliance Managing Director Linda Shirkey is quoted in a June 15, 2021 article on ThinkAdvisor, "Excited About SEC's New Ad Rule? Not So Fast."

Read the Full Article at Thinkadvisor.com

Linda is also quoted in a Risk.net article on family office regulation in light of the Archegos collapse.

Read the Full Article at Risk.net (registration required)

Learn more:

• Bates Compliance helps firms address the requirements of the new rule - Advertising and New Marketing Rule Implementation

Read More:

• Alert 4/5/21 - Update on New SEC Marketing Rule: It’s All or Nothing
• Article 1/8/21 - SEC Rewrites Rules on Investment Adviser Marketing