Bates News | 03-02-21
Bates in the News
UPDATE: Financial Advisor IQ reports on the February 25, 2021 SIFMA C&L Webinar on SEC Reg BI and Exams, featuring a quote from Bates Compliance Managing Director and panelist Linda Shirkey. Read the full article at FA-IQ.
Go to Financial Advisor IQ Article
2/26/2021: InvestmentNews Coverage of a February 25, 2021 SIFMA C&L Webinar on Reg BI and SEC Examinations features quotes by Bates Compliance Managing Director and panelist Linda Shirkey. Read the full article at InvestmentNews.