Andrew Dietrich, Esq.

Bates Compliance Consultant Andrew Dietrich is a licensed attorney and Certified Securities Compliance Professional in Columbus, Ohio. He has served in many roles in the financial services sector including general compliance, financial accounting, and private placement support. He has experience conducting regulatory reviews for both investment advisors and broker-dealers.

While in law school, Andrew worked for the Chief Financial Officer (CFO) of The Carroll Companies, a large real estate development company in North Carolina with more than $4 billion in assets. Before that, he was a legal intern at the Ohio Secretary of State’s office, where he researched and drafted complex COVID-19 response policies for the State of Ohio. Andrew’s multi-field background allows him to assist in numerous areas as he continues to gain subject matter knowledge in each of them.