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10-02-18

Navigating A Changing Landscape: Current Considerations When Addressing Senior Financial Fraud

Seniors and other vulnerable investors are increasingly targeted by bad actors for financial exploitation.  The growing elderly population, combined with their personal stories and the ubiquity of the reporting around this issue, has created political momentum for federal and state government action.

The result is a changing legislative and regulatory landscape that imposes significant new compliance obligations on financial firms and practitioners and significantly increases enforcement risk.

Download the white paper to learn more about that landscape and some current considerations for those who work in the litigation, regulatory and compliance and financial crimes space.

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Contact Bates Group

Bates Group is with you every step of the way. Contact us today for more information on how our End-to-End Solutions can help your firm.

Contact Bates Group